ESMA: Compliance Table For The Guidelines On Market Making Activities Under...
Guidelines compliance tableread more...
View ArticleReadout From A Treasury Spokesperson Of Secretary Mnuchin’s Call With...
U.S. Treasury Secretary Steven Mnuchin spoke by phone today with Christine Lagarde, Managing Director of the International Monetary Fund (IMF). read more...
View ArticleCanada's Joint Serious Offences Team Makes First Arrest In Fight Against...
The Alberta Securities Commission (ASC) and the Alberta RCMP announced today that Neil Andrew McDonald of Calgary has been charged with alleged breaches of the Criminal Code following an investigation...
View ArticleShould I Tell That Joke at Work?
The Wall Street Journal has a nice summary of recent research on humor in the workplace written by scholars Alison Wood Brooks and T. Bradford Bitterly. The scholars point out some of the positive...
View ArticleASIC Updates Its Guidance On Fee Disclosure Statements
ASIC has today released an updated Regulatory Guide 245 Fee disclosure statements (RG 245) to reflect regulatory and legislative changes since the guide was first published, including revisions to the...
View ArticleEvidence for criticality in financial data. (arXiv:1702.06191v1 [q-fin.ST])
We provide evidence that cumulative distributions of absolute normalized returns for the $100$ American companies with the highest market capitalization, uncover a critical behavior for different time...
View ArticleProduct Management For Dummies
Product management plays a pivotal role in organizations. In fact, it's now considered the fourth most important title in corporate America—yet only a tiny fraction of product managers have been...
View ArticleCalPERS' Board Elects Committee Chairs, Vice Chairs - Leadership Will Guide...
The California Public Employees' Retirement System (CalPERS) Board of Administration has elected the following chairs and vice chairs of key board committees:read more...
View ArticleShanghai Stock Exchange: Notice Of Advancing Asset Securitization Business...
To implement the requirements of the “Notice of the National Development and Reform Commission and the China Securities Regulatory Commission (CSRC) on Advancing the Work Concerning the Asset...
View ArticleJapan's Securities And Exchange Surveillance Commission: Strategy &...
Missionread more...
View ArticleNew Audit Quality Milestone For ASEAN - Four ASEAN Audit Regulators Have...
Four ASEAN audit regulators and Big-Four1 audit firms in the region have collectively agreed on a measurable goal to improve audit quality. This initiative was announced at the ASEAN Audit Regulators...
View ArticleAbide Financial Is Expecting To Become One Of The Largest ARM And APA...
Abide Financial (Abide) , a NEX Group business, which provides regulatory reporting services across global regulatory regimes, has applied to become an Approved Publication Arrangement (APA) and...
View ArticleSIX Exchange Regulation Publishes Decision With Grounds Regarding Delisting...
Pfizer Inc. has announced, that all of its secondary listed shares (Swiss Security Number 962‘004 /ISIN US71170811035) with a nominal value of USD 0.05 will be delisted from SIX Swiss Exchange. SIX...
View ArticleFXPA Elects New Officers, Board Members - New Executive Committee, Board Members
The Foreign Exchange Professionals Association (FXPA) is pleased to announce the results of its elections, which took place last week, and resulted in a slate of new Board members, as well as four...
View ArticleBSX Launches Investor Education Programme
The Bermuda Stock Exchange (BSX) today announced the launch of its new Investor Education Programme ‘Own your share of Bermuda’. read more...
View ArticleSEC Announces Agenda For March 9 Investor Advisory Committee Meeting -...
The Securities and Exchange Commission today announced the agenda for the March 9 meeting of its Investor Advisory Committee. The meeting will commence at 9:30 a.m. in the Multipurpose Room at SEC...
View ArticleCommission Statement Regarding Decision In Bartko v. SEC
In its January 17, 2017 decision in Bartko v. SEC (No. 14-1070), the United States Court of Appeals for the D.C. Circuit granted in part a petition for review of a Commission order imposing sanctions...
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